Our Regulatory Law Work

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33 Chancery Lane is a leading set in proceedings before financial and professional regulatory bodies. In the financial context, members of chambers provide representation when the Financial Services Authority seeks to apply its enforcement powers against regulated and non-regulated firms and individuals and in mediation and settlement discussions, as well as accepting instructions to appear before the Tax and Chancery Chamber of the Upper Tribunal on appeal against a Decision Notice.  We also have experience of the preparation and submission of applications for authorisation by the FSA to conduct regulated activity.

Members of chambers frequently appear before professional disciplinary bodies and have particular expertise in proceedings before the Solicitors Disciplinary Tribunal; the Disciplinary Committees of the bodies regulating the accountancy profession, ACCA and ICAEW; and the Taxation Disciplinary Board.  We also regularly advise on, and appear in, disqualification proceedings pursuant to the Company Directors Disqualification Act 1986.

Members of chambers also have substantial experience of regulatory action brought by the Medicines and Healthcare products Regulatory Agency.

33 Chancery Lane’s specialism in cross-over work allows members to understand and address the conflicts and difficulties that arise when criminal and regulatory proceedings are pursued simultaneously.