Professional Discipline & Regulatory

Our Work

Sample Cases

Accountancy Bodies - Regulatory prosecutions on behalf of financial professional institutions.

Regulatory Criminal Proceedings - Representing human and corporate defendants and individuals in criminal enforcement proceedings.

Disciplinary Tribunals - As panel members, chairmanship or  on behalf of respondent parties.

Compliance - Advising domestic and multinational companies and financial institutions under the PoCA 2002, Bribery Act and Restrictive Measures regimes.

TDB v DA - Prosecution of Hong Kong CIOT Fellow upon allegations of multi-million HK$/AUD$/€ misappropriation from a series of clients in Hong Kong, Singapore and Australia.

Sports Advisory - Professional Cricketers' Association and the League Managers' Association.

Scottish and Southern Electricity - Proceedings brought by Trading Standards for mis-selling practices.

Bar Council - Designing and delivering training for the Bar in respect of money laundering issues relating to direct access instructions.